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https://www.um.edu.mt/library/oar/handle/123456789/54675| Title: | Notes from a regulatory and compliance perspective : a fresh look at the responsibilities of company directors and officials |
| Other Titles: | Responsibilities of officers of a limited liability company |
| Authors: | Fabri, David |
| Keywords: | Financial services industry -- Malta Investments -- Malta Executives -- Malta Corporation law -- Malta Ethics and compliance officers |
| Issue Date: | 2010 |
| Publisher: | Malta Institute of Management |
| Citation: | Fabri, D. (2010). Notes from a regulatory and compliance perspective: a fresh look at the responsibilities of company directors and officials. In R. Attard (Ed.), Responsibilities of officers of a limited liability company (pp. 73-87). Mosta: Malta Institute of Management. |
| Abstract: | The brief paper reflects on the position of company directors and other officials of companies which have obtained an authorization under legislation which govern the provision of financial services in Malta. This area of economic and professional activity ranks among the most extensively regulated sectors in our legislation. This heightened level of regulation tries to ensure that persons and companies operating in the sector are fit and proper and that their activities would not prejudice or harm the public. |
| URI: | https://www.um.edu.mt/library/oar/handle/123456789/54675 |
| ISBN: | 9789995780234 |
| Appears in Collections: | Scholarly Works - FacLawCom |
Files in This Item:
| File | Description | Size | Format | |
|---|---|---|---|---|
| Notes_from_a_regulatory_and_compliance_perspective.pdf | 12.84 MB | Adobe PDF | View/Open |
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